Letter of Approval for Accounts of Affiliated Persons Form

FINRA rule requires that a person associated with an affiliated member, prior to opening an account or placing an initial securities order with another member, notify both their employer and the executing member, in writing, of their association with the other member.

If you are an affiliated member, please complete and return the attached form to support@drivewealth.com or fax the completed form to 973-998-5302.

Letter of Approval of Affiliated Persons Form (English)
Letter of Approval of Affiliated Persons Form (Spanish)
Letter of Approval of Affiliated Persons Form (Chinese)

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